ALPS | Kotak India ESG Fund

ALPS | Kotak India ESG Fund

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Fact Sheet

View the latest quarterly updates for the ALPS | Kotak India ESG Fund.

Overview

   Investment Objective

The ALPS | Kotak India ESG Fund seeks to achieve long-term capital appreciation.

   Strategy

The Fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in equity and equity-linked securities of “Indian companies” that satisfy the Fund’s environmental, social and governance (ESG) criteria.

Fund Details

Fund Type

Mutual Fund
Distribution Frequency

Annually
Primary Benchmark

Nifty 500 Index
Ticker CUSIP ISIN Net Assets as of Inception Date
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Performance and Fees

Returns

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Total Returns
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Total Returns
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Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed, may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. The Fund imposes a 2.00% redemption fee on shares held for less than 30 days. Performance shown does not include the redemption fee which, if reflected, would reduce the performance quoted. Performance includes reinvested distributions and capital gains.

Maximum Offering Price (MOP) performance for Class A shares includes the Fund’s maximum sales charge of 5.50%.

Contingent Deferred Sales Charge (CDSC) performance for Class C shares includes a 1% CDSC on shares redeemed within 12-months of purchase. Performance shown at Net Asset Value (NAV) does not include these sales charges and would have been lower had it been taken into account.

Effective 06/12/2018, Class A shares of the Fund were added as a new available class. Performance for Class A shares prior to 06/12/2018 reflects the historical performance of the Fund’s Investor Class shares, calculated using the fees and expenses of Class A shares.

Effective 12/19/2019, Class II shares of the Fund were added as a new available class. Performance for Class II shares prior 12/19/2019 reflects the historical performance of the Fund’s Class I shares, calculated using the fees and expenses of Class II shares.

Fund inception date: 02/14/2011

Morningstar India Index: measures the performance of India’s equity markets targeting the top 97% of stocks by market capitalization.

Nifty 500 Index: represents the top 500 companies based on full market capitalization from the eligible universe.

One may not invest directly in an index.

$10,000 Hypothetical Investment

The chart above represents the total return historical performance of a hypothetical investment of $10,000 in the Fund over the life of the Fund. Performance calculations are as of the end of each month. Past performance is no guarantee of future results. This chart does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.

Fees

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^ What You Pay reflects the Adviser’s and Sub-Adviser's decision to contractually limit expenses through 02/28/2023. Please see the prospectus for additional information.

Facts and Characteristics

Fund Pricing

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NAV NAV Change
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Fund Yields

Dividend Yield

Dividend Yield: a financial ratio that shows how much a Fund pays out in dividends each year relative to its share price.

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Risk Metrics

For the 3 years ending

Standard Deviation
Sharpe Ratio
Sortino Ratio
Fund vs Index1
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Beta
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Upside Capture
Downside Capture
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Portfolio

Sector Breakdown

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Geography Breakdown

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Fund Holdings

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Distributions

Fund Distributions

Distribution Frequency: Annually
Ex-Date Record Date Payable Date STCG LTCG Return of Capital Qualified Dividend Ordinary Income Income Total Section 19a
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No distribution information at this time.
Document Name Date Document Category Document Type Download
2022 Year-End Distribution Estimates 10/31/2022 Literature Distribution Estimate
ALPS | Kotak India ESG Fund Fact Sheet 09/30/2022 Literature Fact Sheet
ALPS | Kotak India ESG Fund Commentary 09/30/2022 Literature Commentary
Mutual Fund and VIT Offerings 09/30/2022 Literature Fund List
Financial Investors Trust 3rd Fiscal Quarter Holdings 07/31/2022 Regulatory 3rd Fiscal Quarter Holdings
Financial Investors Trust Semi-Annual Report 04/30/2022 Regulatory Semi-Annual Report
ALPS | Kotak India ESG Fund Statement of Additional Information 03/01/2022 Regulatory Statement of Additional Information
ALPS | Kotak India ESG Fund Statutory Prospectus 03/01/2022 Regulatory Statutory Prospectus
ALPS | Kotak India ESG Fund Summary Prospectus 03/01/2022 Regulatory Summary Prospectus
Financial Investors Trust 1st Fiscal Quarter Holdings 01/31/2022 Regulatory 1st Fiscal Quarter Holdings
Financial Investors Trust Annual Report 10/31/2021 Regulatory Annual Report

Fund Disclosure

Effective 05/01/2022, the ALPS | Kotak India Growth Fund changed its name to the ALPS | Kotak India ESG Fund.

Investments in India can be considered speculative, and therefore may offer higher potential for losses. Political and economic structures in India generally lack the social, political and economic stability of more developed nations. Share prices of Indian companies tend to be volatile, can be subject to currency exchange fluctuations and can lack liquidity. The stock markets in India are undergoing a period of growth and change, which may result in trading or price volatility and difficulties in the settlement and recording of transactions, and in interpreting and applying the relevant laws and regulations. The risk of loss may be increased because Indian issuers are not subject to the extensive accounting, auditing and financial reporting standards and practices which are applicable in the United States. There is also a lower level of regulation and monitoring of the Indian securities market and its participants than in other more developed markets. Because the Fund concentrates in a single region of the world, the Fund’s performance may be more volatile than that of a fund that invests globally. If Indian securities fall out of favor, it may cause the Fund to underperform funds that do not concentrate in a single region of the world. 

The Fund’s consideration of ESG factors as part of its investment strategy may limit the types and number of investment opportunities available to the Fund and, as a result, the Fund may underperform other funds that do not consider ESG factors. In evaluating a security based on ESG criteria, the Sub-Adviser is dependent upon information and data from third party ESG providers. ESG scorings and assessments of issuers can vary across third-party data providers and may change over time.

There is no assurance that employing ESG strategies will result in more favorable investment performance; ESG considerations may affect a Fund's exposure to certain companies or industries and a Fund may forego certain investment opportunities.

The Fund is not sponsored, endorsed, sold or promoted by Morningstar, Inc. or any of its affiliates (all such entities, collectively, “Morningstar Entities”). The Morningstar Entities make no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of investing in mutual funds generally or in the Fund in particular or the ability of the Morningstar Index Data to track general mutual fund market performance.

THE MORNINGSTAR ENTITIES DO NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE MORNINGSTAR INDEX DATA OR ANY DATA INCLUDED THEREIN AND MORNINGSTAR ENTITIES SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN.

ALPS Advisors, Inc. is the investment adviser to the Fund and Kotak Mahindra Asset Management (Singapore) Pte. Ltd. is the investment sub-adviser to the Fund. ALPS Advisors, Inc. and ALPS Portfolio Solutions Distributor, Inc., affiliated entities, are unaffiliated with Kotak Mahindra Asset Management (Singapore) Pte. Ltd.

ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund.