ALPS | Kotak India ESG Fund

ALPS | Kotak India ESG Fund

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Fact Sheet

View the latest quarterly updates for the ALPS | Kotak India ESG Fund.

Overview

   Investment Objective

The ALPS | Kotak India ESG Fund seeks to achieve long-term capital appreciation.

   Strategy

The Fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in equity and equity-linked securities of “Indian companies” that satisfy the Fund’s environmental, social and governance (ESG) criteria.

Fund Details

Fund Type

Mutual Fund
Distribution Frequency

Annually
Primary Benchmark

MSCI India Index
Ticker CUSIP ISIN Net Assets as of Inception Date
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Performance and Fees

Returns

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Total Returns
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Total Returns
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Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed, may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. The Fund imposes a 2.00% redemption fee on shares held for less than 30 days. Performance shown does not include the redemption fee which, if reflected, would reduce the performance quoted. For current month-end performance call 1-866-759-5679 or visit www.alpsfunds.com. Performance includes reinvested distributions and capital gains.

Maximum Offering Price (MOP) performance for Class A shares includes the Fund’s maximum sales charge of 5.50%.

Contingent Deferred Sales Charge (CDSC) performance for Class C shares includes a 1% CDSC on shares redeemed within 12-months of purchase. Performance shown at Net Asset Value (NAV) does not include these sales charges and would have been lower had it been taken into account.

Effective 06/12/2018, Class A shares of the Fund were added as a new available class. Performance for Class A shares prior to 06/12/2018 reflects the historical performance of the Fund’s Investor Class shares, calculated using the fees and expenses of Class A shares.

Effective 12/19/2019, Class II shares of the Fund were added as a new available class. Performance for Class II shares prior 12/19/2019 reflects the historical performance of the Fund’s Class I shares, calculated using the fees and expenses of Class II shares.

Effective 01/23/2024, the MSCI India Index replaced the Nifty 500 Index as the Fund’s primary benchmark.

Fund inception date: 02/14/2011

Morningstar India Index: measures the performance of India’s equity markets targeting the top 97% of stocks by market capitalization.

MSCI India Index: designed to measure the performance of the large and mid-cap segments of the Indian market. With approximately 125 constituents, the index covers approximately 85% of the Indian equity universe.

Nifty 500 Index: represents the top 500 companies based on full market capitalization from the eligible universe.

One may not invest directly in an index.

$10,000 Hypothetical Investment

The chart above represents the total return historical performance of a hypothetical investment of $10,000 in the Fund over the life of the Fund. Performance calculations are as of the end of each month. Past performance is no guarantee of future results. This chart does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.

Fees

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^ What You Pay reflects the Adviser’s and Sub-Adviser's decision to contractually limit expenses through 02/28/2025. Please see the prospectus for additional information.

Facts and Characteristics

Fund Pricing

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Fund Yields

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30-Day SEC Yield: reflects the dividends and interest earned during the period, after the deduction of the Fund's expenses.

30-Day SEC Yield (Unsubsidized): reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.

Risk Metrics

For the 3 years ending

Standard Deviation
Sharpe Ratio
Sortino Ratio
Fund vs Index1
Alpha
Beta
R-Squared
Tracking Error
Upside Capture
Downside Capture
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Portfolio

Sector Breakdown

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Geography Breakdown

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Fund Holdings

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Distributions

Fund Distributions

Distribution Frequency: Annually
Ex-Date Record Date Payable Date STCG LTCG Return of Capital Qualified Dividend Ordinary Income Income Total Section 19a
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Document Name Date Document Category Document Type Download
Mutual Fund and VIT Offerings 06/30/2024 Literature Fund List
Financial Investors Trust Semi-Annual Report 04/30/2024 Regulatory Semi-Annual Report
ALPS | Kotak India ESG Fund Fact Sheet 03/31/2024 Literature Fact Sheet
ALPS | Kotak India ESG Fund Commentary 03/31/2024 Literature Commentary
ALPS | Kotak India ESG Fund Summary Prospectus 03/01/2024 Regulatory Summary Prospectus
ALPS | Kotak India ESG Fund Statement of Additional Information 02/28/2024 Regulatory Statement of Additional Information
ALPS | Kotak India ESG Fund Statutory Prospectus 02/28/2024 Regulatory Statutory Prospectus
Financial Investors Trust 1st Fiscal Quarter Holdings 01/31/2024 Regulatory 1st Fiscal Quarter Holdings
2023 Year-End Distribution Estimates 10/31/2023 Tax Distribution Estimate
Financial Investors Trust Annual Report 10/31/2023 Regulatory Annual Report
Financial Investors Trust 3rd Fiscal Quarter Holdings 07/31/2023 Regulatory 3rd Fiscal Quarter Holdings

Fund Disclosure

Investments in India can be considered speculative, and therefore may offer higher potential for losses. Political and economic structures in India generally lack the social, political and economic stability of more developed nations. Share prices of Indian companies tend to be volatile, can be subject to currency exchange fluctuations and can lack liquidity. The stock markets in India are undergoing a period of growth and change, which may result in trading or price volatility and difficulties in the settlement and recording of transactions, and in interpreting and applying the relevant laws and regulations. The risk of loss may be increased because Indian issuers are not subject to the extensive accounting, auditing and financial reporting standards and practices which are applicable in the United States. There is also a lower level of regulation and monitoring of the Indian securities market and its participants than in other more developed markets. Because the Fund concentrates in a single region of the world, the Fund’s performance may be more volatile than that of a fund that invests globally. If Indian securities fall out of favor, it may cause the Fund to underperform funds that do not concentrate in a single region of the world. 

The Fund’s consideration of ESG factors as part of its investment strategy may limit the types and number of investment opportunities available to the Fund and, as a result, the Fund may underperform other funds that do not consider ESG factors. In evaluating a security based on ESG criteria, the Sub-Adviser is dependent upon information and data from third party ESG providers. ESG scorings and assessments of issuers can vary across third-party data providers and may change over time.

There is no assurance that employing ESG strategies will result in more favorable investment performance; ESG considerations may affect a Fund's exposure to certain companies or industries and a Fund may forego certain investment opportunities.

Certain information contained herein (the “Information”) is sourced from/copyright of MSCI Inc., MSCI ESG Research LLC, or their affiliates (“MSCI”), or information providers (together the “MSCI Parties”) and may have been used to calculate scores, signals, or other indicators. The Information is for internal use only and may not be reproduced or disseminated in whole or part without prior written permission. The Information may not be used for, nor does it constitute, an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product, trading strategy, or index, nor should it be taken as an indication or guarantee of any future performance. Some funds may be based on or linked to MSCI indexes, and MSCI may be compensated based on the fund’s assets under management or other measures. MSCI has established an information barrier between index research and certain Information. None of the Information in and of itself can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided “as is” and the user assumes the entire risk of any use it may make or permit to be made of the Information. No MSCI Party warrants or guarantees the originality, accuracy and/or completeness of the Information and each expressly disclaims all express or implied warranties. No MSCI Party shall have any liability for any errors or omissions in connection with any Information herein, or any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of the possibility of such damages.

The Fund is not sponsored, endorsed, sold or promoted by Morningstar, Inc. or any of its affiliates (all such entities, collectively, “Morningstar Entities”). The Morningstar Entities make no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of investing in mutual funds generally or in the Fund in particular or the ability of the Morningstar Index Data to track general mutual fund market performance.

THE MORNINGSTAR ENTITIES DO NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE MORNINGSTAR INDEX DATA OR ANY DATA INCLUDED THEREIN AND MORNINGSTAR ENTITIES SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN.

ALPS Advisors, Inc. and Kotak Mahindra Asset Management (Singapore) Pte. Ltd., registered investment advisers with the SEC, are the investment adviser and sub-adviser to the Fund, respectively. ALPS Advisors, Inc. and ALPS Portfolio Solutions Distributor, Inc., affiliated entities, are unaffiliated with Kotak Mahindra Asset Management (Singapore) Pte. Ltd.

ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund.