OUSM ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF

ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF

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Press Release

SS&C ALPS Advisors welcomes 4 O'Shares ETFs to the lineup. The ETFs aim to serve investors by keeping investing simple, straightforward and easy to understand.

Overview

   Investment Objective

The ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF (OUSM) seeks to track the performance (before fees and expenses) of the O’Shares U.S. Small-Cap Quality Dividend Index (OUSMX).

   Strategy

The ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF (OUSM) is designed to be a core investment holding, providing cost efficient access to a portfolio of small-cap, high quality, low volatility, dividend paying companies in the United States selected based on fundamental metrics including quality, low volatility and dividend growth.

Fund Details

 
Ticker
Listing Exchange
CUSIP
ISIN
Net Assets
as of
Inception Date
*
Fund Type
Exchange-Traded Fund
Primary Benchmark
O’Shares U.S. Small-Cap Quality Dividend Index
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* Date reflects the commencement of investment operations. 

Performance and Fees

Returns

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Total Returns
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Total Returns
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Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed, may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. Performance includes reinvested distributions and capital gains.

Market Price is based on the midpoint of the bid/ask spread at 4 p.m. ET and does not represent the returns an investor would receive if shares were traded at other times.

Performance data prior to 06/21/2022 reflects the performance of the Fund as managed under the OSI ETF Trust.

Fund inception date: 12/30/2016, date reflects the commencement of investment operations.

The O’Shares U.S. Small-Cap Quality Dividend Index performance information reflects the blended performance of the FTSE USA Small Cap Qual/Vol/Yield 3% Capped Factor Index through 05/03/2018, the FTSE USA Small Cap ex Real Estate 2Qual/Vol/Yield 3% Capped Factor Index from 05/04/2018 through 05/31/2020 and the O’Shares U.S. Small-Cap Quality Dividend Index thereafter.

O’Shares U.S. Small-Cap Quality Dividend Index: designed to reflect the performance of publicly-listed small-capitalization dividend paying issuers in the United States that meet certain market capitalization, liquidity, high quality, low volatility and dividend yield thresholds. The quality and low volatility requirements are designed to reduce exposure to high dividend equities that have experienced large price declines.

FTSE USA Small Cap Qual/Vol/Yield 3% Capped Factor Index: designed to reflect the performance of high quality US small-cap equities exhibiting low volatility and high dividend yields. Quality is measured by profitability and leverage. Constituents are selected and weighted based on quality, volatility and yield characteristics.

FTSE USA Small Cap ex Real Estate 2Qual/Vol/Yield 3% Capped Factor Index: comprised of securities within the FTSE USA Small-Cap Index, excluding Real Estate. The index is designed to reflect the performance of three recognized equity risk factors: quality, low volatility and yield.

Russell 2000 Value Index: measures the performance of the small capitalization value sector of the US equity market.

One may not invest directly in an index.

$10,000 Hypothetical Investment

The chart above represents the total return historical performance of a hypothetical investment of $10,000 in the Fund over the life of the Fund. Performance calculations are as of the end of each month. Past performance is no guarantee of future results. This chart does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.

Fees

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Facts and Characteristics

Fund Pricing

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* During market trading hours, intraday price is up to a 15 minute delay.
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Trading Characteristics

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Shares Outstanding
Average 30-Day Volume
Daily Volume
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* During market trading hours, daily volume is up to a 15 minute delay.
Fund Yields


Dividend Yield
30-Day SEC Yield
30-Day SEC Yield (Unsubsidized)
Trailing 12-Month Yield
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Dividend Yield: a financial ratio that shows how much a Fund pays out in dividends each year relative to its share price.

30-Day SEC Yield: reflects the dividends and interest earned during the period, after the deduction of the Fund's expenses.

30-Day SEC Yield (Unsubsidized): reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.

Trailing 12-Month Yield: refers to the percentage of income a portfolio has returned to investors over the last 12 months.

Risk Metrics

For the 3 years ending

Standard Deviation
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Fund vs Index1 Fund vs Index2
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Portfolio

Sector Breakdown

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Geography Breakdown

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Fund Holdings

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Distributions

Fund Distributions

Distribution Frequency: Monthly
Ex-Date Record Date Payable Date STCG LTCG Return of Capital Qualified Dividend Ordinary Income Income Total Section 19a
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No distribution information at this time.
Document Name Date Document Category Document Type Download
ETF Product List 06/30/2022 Literature Fund List
ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Fact Sheet 06/30/2022 Literature Fact Sheet
ALPS | O'Shares ETF Series Statement of Additional Information 04/07/2022 Regulatory Statement of Additional Information
ALPS | O'Shares ETF Series Statutory Prospectus 04/07/2022 Regulatory Statutory Prospectus
ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Summary Prospectus 04/07/2022 Regulatory Summary Prospectus
ALPS | O'Shares ETF Series 3rd Fiscal Quarter Holdings 03/31/2022 Regulatory 3rd Fiscal Quarter Holdings
ALPS | O'Shares ETF Series Semi-Annual Report 12/31/2021 Regulatory Semi-Annual Report
ALPS | O'Shares ETF Series 1st Fiscal Quarter Holdings 09/30/2021 Regulatory 1st Fiscal Quarter Holdings
ALPS | O'Shares ETF Series Annual Report 06/30/2021 Regulatory Annual Report
O'Shares U.S. Small-Cap Quality Dividend ETF IRS Form 8937 - June 30, 2020 06/30/2020 Tax IRS Form 8937
O'Shares FTSE Russell Small Cap Quality Dividend ETF IRS Form 8937 - June 30, 2018 06/30/2018 Tax IRS Form 8937

Funds Related to OUSM

OEUR

ALPS | O’Shares Europe Quality Dividend ETF

Learn More About OEUR

OGIG

ALPS | O’Shares Global Internet Giants ETF

Learn More About OGIG

OUSA

ALPS | O’Shares U.S. Quality Dividend ETF

Learn More About OUSA

BFOR

Barron's 400 ETF

Learn More About BFOR

Fund Disclosure

Shares are not individually redeemable. Investors buy and sell shares on a secondary market. Only market makers or “authorized participants” may trade directly with the Fund, typically in blocks of 5,000, 25,000 or 50,000 shares.

Effective 06/17/2022, the O’Shares U.S. Small-Cap Quality Dividend ETF reorganized into the ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF.

Concentration in a particular industry or sector will subject the Fund to loss due to adverse occurrences that may affect that industry or sector. The Fund may use derivatives which may involve risks different from, or greater than, those associated with more traditional investments. A Fund’s emphasis on dividend-paying stocks involves the risk that such stocks may fall out of favor with investors and underperform the market. Also, a company may reduce or eliminate its dividend after the Fund’s purchase of such a company’s securities. 

The securities of small capitalization companies are often more volatile and less liquid than the stocks of larger companies and may be more affected than other types of securities during market downturns. Compared to larger companies, small capitalization companies may have a shorter history of operations, and may have limited product lines, markets or financial resources.

The Fund employs a “passive management” - or indexing - investment approach and seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index. Unlike many investment companies, the Fund is not “actively” managed. Therefore, it would not necessarily sell or buy a security unless that security is removed from or added to the underlying index, respectively.

ALPS Advisors, Inc. and ALPS Portfolio Solutions Distributor, Inc., affiliated entities, are unaffiliated with O’Shares Investments.

ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund.