Related Funds
ALPS | Red Rocks Listed Private Equity Portfolio
Class I
Fund Stats as of 12/14/2018
Symbol LPEIX
ISIN US3176097828
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 782
Fund Type Open End Fund
NAV $6.15
NAV Change $-0.09
Expenses as of 02/28/2018
Total Expense Ratio1.68%
What You Pay1.68%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class Inv
Fund Stats as of 12/14/2018
Symbol LPEFX
ISIN US3176098164
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 816
Fund Type Open End Fund
NAV $6.06
NAV Change $-0.09
Expenses as of 02/28/2018
Total Expense Ratio1.99%
What You Pay1.99%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class A
Fund Stats as of 12/14/2018
Symbol LPFAX
ISIN US31761R3443
Inception Date 06/12/2018
Dividends Paid Annually
CUSIP 31761R 344
Fund Type Open End Fund
NAV $6.04
NAV Change $-0.08
Expenses as of 06/12/2018
Total Expense Ratio1.99%
What You Pay1.99%
Class C
Fund Stats as of 12/14/2018
Symbol LPFCX
ISIN US3176096341
Inception Date 06/30/2010
Dividends Paid Annually
CUSIP 317609 634
Fund Type Open End Fund
NAV $5.74
NAV Change $-0.08
Expenses as of 02/28/2018
Total Expense Ratio2.65%
What You Pay2.65%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class R
Fund Stats as of 12/14/2018
Symbol LPERX
ISIN US3176097901
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 790
Fund Type Open End Fund
NAV $5.08
NAV Change $-0.07
Expenses as of 02/28/2018
Total Expense Ratio2.08%
What You Pay2.08%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Fund Resources
Annual Report 
Fund Update - A,C,I 
Fund Update Class R 
Semi-Annual Report 
Statement of Additional Information (Inv, C, I, R) 
Statutory Prospectus (Inv, C, I, R) 
Summary Prospectus 
Resource Library  

Performance

Cumulative
as of 11/30/2018
Annualized
as of 09/30/2018
1 Mo.3 Mo.YTDS.I.1 Yr.3 Yr.5 Yr.10 Yr.S.I.
Class I (Net Asset Value)
-1.16%-7.69%-5.91%29.83%5.69%12.92%9.84%7.06%3.44%
Class Inv (Net Asset Value)
-1.18%-7.83%-6.15%25.69%5.60%12.64%9.50%6.77%3.15%
Class A (Net Asset Value)
-1.18%-7.83%-6.15%25.69%5.60%12.64%9.50%6.77%3.15%
Class A (Maximum Offering Price)
-6.68%-12.86%-11.36%18.80%-0.25%10.53%8.27%6.17%2.61%
Class C (Net Asset Value)
-1.25%-7.99%-6.77%15.66%4.73%11.80%8.74%5.95%2.36%
Class C (Contingent Deferred Sales Charge)
-2.24%-8.91%-7.71%15.66%3.81%11.80%8.74%5.95%2.36%
Class R (Net Asset Value)
-1.22%-7.79%-6.27%22.73%5.30%12.38%9.33%6.50%2.91%
MSCI World Index (Benchmark)
1.19%-5.66%-0.69%71.82%11.84%14.18%9.89%9.18%5.79%
Red Rocks Global Listed Private Equity Index (Benchmark)
-1.34%-10.75%-6.78%36.38%6.80%13.92%9.79%8.06%4.08%
 
Fund
Class I (Net Asset Value)
Class Inv (Net Asset Value)
Class A (Net Asset Value)
Class A (Maximum Offering Price)
Class C (Net Asset Value)
Class C (Contingent Deferred Sales Charge)
Class R (Net Asset Value)
MSCI World Index (Benchmark)
Red Rocks Global Listed Private Equity Index (Benchmark)

Performance data quoted represent past performance. Past performance is no guarantee of future results so that shares, when redeemed may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. For the most current month-end performance data please call 866.759.5679. Performance includes reinvested distributions and capital gains.

Effective December 1, 2017, Class A shares of the ALPS | Red Rocks Listed Private Equity Fund were renamed Investor Class shares and such shares will be offered without an initial sales charge or a contingent deferred sales charge. Contingent Deferred Sales Charge (CDSC) performance for Class C shares includes a 1% CDSC on C shares redeemed within 12 months of purchase. Performance shown at Net Asset Value (NAV) does not include these sales charges and would have been lower had it been taken into account.

Effective June 12, 2018, Class A shares of the ALPS | Red Rocks Listed Private Equity Fund were added as a new available fund class. Performance for Class A Shares prior to June 12, 2018 reflects the historical performance of the respective Fund’s Investor Class Shares, calculated using the fees and expense of Class A Shares.