Related Funds
ALPS/Smith Total Return Bond Fund
Class I
Fund Stats as of 12/11/2018
Symbol SMDSX
ISIN US31761R3518
Inception Date 06/29/2018
Dividends Paid Monthly
Minimum Investment $100,000
CUSIP 31761R 351
Fund Type Open End Fund
NAV $10.00
NAV Change $-0.01
Expenses as of 06/29/2018
Total Expense Ratio0.62%
What You Pay0.49%
Class Investor
Fund Stats as of 12/11/2018
Symbol SMRSX
ISIN US31761R3856
Inception Date 06/29/2018
Dividends Paid Monthly
Minimum Investment $500 for tax-deferred accounts
$2,500 for other accounts
CUSIP 31761R 385
Fund Type Open End Fund
NAV $10.00
NAV Change $0.00
Expenses as of 06/29/2018
Total Expense Ratio1.02%
What You Pay0.89%
Class A
Fund Stats as of 12/11/2018
Symbol SMASX
ISIN US31761R3773
Inception Date 06/29/2018
Dividends Paid Monthly
Minimum Investment $500 for tax-deferred accounts
$2,500 for other accounts
CUSIP 31761R 377
Fund Type Open End Fund
NAV $10.00
NAV Change $0.00
Expenses as of 06/29/2018
Total Expense Ratio1.02%
What You Pay0.89%
Class C
Fund Stats as of 12/11/2018
Symbol SMCMX
ISIN US31761R3690
Inception Date 06/29/2018
Dividends Paid Monthly
Minimum Investment $500 for tax-deferred accounts
$2,500 for other accounts
CUSIP 31761R 369
Fund Type Open End Fund
NAV $9.99
NAV Change $-0.01
Expenses as of 06/29/2018
Total Expense Ratio1.62%
What You Pay1.49%
Yield Data as of 11/30/2018
30 Day SEC2.29%
30 Day SEC Unsubsidized2.29%
Yield Data as of 11/30/2018
30 Day SEC2.17%
30 Day SEC Unsubsidized2.17%
Yield Data as of 11/30/2018
30 Day SEC1.69%
30 Day SEC Unsubsidized1.69%
Yield Data as of 11/30/2018
30 Day SEC2.69%
30 Day SEC Unsubsidized2.69%
Fund Resources
Prospectus 
Statement of Additional Information 
Summary Prospectus 
Resource Library  

Investment Objectives

The Fund seeks as high a level of current income as is consistent with preservation of capital.

Investor Benefits of a Short-Term Bond Fund

  • Potential protection from rising rates
  • Seeks a high and stable rate of current income
  • Preservation of capital

Credit Quality

AAA

59.83%

A2

2.99%

A3

6.92%

BBB1

5.58%

BBB2

7.83%

BBB3

7.65%

BB1

3.73%

BB2

1.66%

BB3

2.10%

B1

0.47%

B2

0.87%

B3

0.37%

Maturity^

< 1 yr

19.70%

1-3 yrs

71.69%

3-5 yrs

7.60%

5-10 yrs

1.01%

Sector Allocations^

Government

55.40%

Corporate

38.73%

Securitized

2.28%

Cash & Equivalents

3.59%

As of September 30, 2018.

^ Future holdings are subject to change.

† S&P ratings assist investors by evaluating the credit worthiness of many bond issues. AAA to BBB ratings are typically issued to those securities considered investment grade. The credit ratings typically range from AAA (highest) to D (lowest). The rating is not a recommendation to buy or sell a particular bond. For information on the rating agency’s methodology go to: http://www.standardandpoors.com/home/en/us.

Fund InformationFund Yields as of 11/30/18
Weighted
Avg Maturity
(years)
Effective
Duration
(years)
SEC
Standardized
30-Day Yield 1
Unsubsidized
30-Day Yield 2
ALPS | Smith Short Duration Bond Fund 1.851.54
Class I 2.69%2.69%
Class Inv 2.29%2.29%
Class A 2.17%2.17%
Class C 1.69%1.69%

1 The 30 day SEC yield figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses.

2 The 30 day SEC Yield (Unsubsidized) figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.

The funds are new with limited operating history.

About Smith Capital Investors

Philosophy

We believe that an actively-managed, fundamentally-driven investment process leads to consistent performance. Our focus centers on risk-adjusted returns and the preservation of capital. We find our key philosophical differentiator to be in our commitment to a collaborative and ethical culture.

The Smith Team Experience

Smith’s investment-centric team averages 15+ years of experience, including previous rising rate environments. Their results are driven by a process with deep roots in fundamental research, complemented by quantitative validation and use of technology.