Class A
Fund Stats as of 07/02/2015
Symbol AMWYX
ISIN US3176097588
Inception Date 08/10/1971
Dividends Paid Annual
CUSIP 317609 758
Fund Type Open End Fund
NAV $11.77
NAV Change $-0.01
Expenses as of 02/28/2015
Total Expense Ratio1.48%
What You Pay1.40%
Class I
Fund Stats as of 07/02/2015
Symbol AMWIX
ISIN US3176097414
Inception Date 08/10/1971
Dividends Paid Annual
CUSIP 317609 741
Fund Type Open End Fund
NAV $11.93
NAV Change $-0.02
Expenses as of 02/28/2015
Total Expense Ratio1.23%
What You Pay1.15%
Class C
Fund Stats as of 07/02/2015
Symbol AMWCX
ISIN US3176096424
Inception Date 08/10/1971
Dividends Paid Annual
CUSIP 317609 642
Fund Type Open End Fund
NAV $11.54
NAV Change $-0.01
Expenses as of 02/28/2015
Total Expense Ratio2.24%
What You Pay2.15%
Fund Resources
Quarterly Fact Sheet 
Statement of Additional Information 
Statutory Prospectus 
Summary Prospectus 
Resource Library  

Investment Objective

The ALPS | WMC Research Value Fund seeks to achieve long term capital appreciation by investing in large-cap value securities.

Description

  • Select stocks from a Value universe
  • Stocks selected by Wellington Management’s Global Industry Analysts, who have over 20 years of experience on average
  • Designed to add value through bottom-up security selection
  • Manage sources of risk other than stock selection

Key Takeaway: The only mutual fund available to deliver access to Wellington’s proprietary Research Value investment approach.

Portfolio Build – Investment Guidelines and Risk Controls

Benchmark Russell 1000® Value Index
Market Cap Size Limitations Generally within range of the index
Sector Weights Typically close to ±5% of the Russell 1000® Value Index sector weight
Valuation Core Value Exposure
Position Size Max 5% or within ±2% of the Russell 1000® Value Index stock weight
Other Number of Holdings 70 or more
  Cash Less than 5%
  Out of benchmark holdings allowed

Industry Sector Allocation as of 09/30/2014

Financials

28.36%

Health Care

14.54%

Energy

13.99%

Information Technology

9.30%

Industrials

8.18%

Consumer Discretionary

7.78%

Consumer Staples

6.81%

Utilities

4.14%

Materials

3.13%

Money Market Fund

1.71%

Telecommunication Services

1.55%

Exchange Traded Funds

0.51%