Class I
Fund Stats as of 11/20/2018
Symbol AMWIX
ISIN US3176097414
Inception Date 11/02/1998
Dividends Paid Annual
CUSIP 317609 741
Fund Type Open End Fund
NAV $8.84
NAV Change $-0.15
Expenses as of 02/28/2018
Total Expense Ratio1.26%
What You Pay0.90%
Class Inv
Fund Stats as of 11/20/2018
Symbol AMWYX
ISIN US3176097588
Inception Date 08/10/1971
Dividends Paid Annual
CUSIP 317609 758
Fund Type Open End Fund
NAV $8.58
NAV Change $-0.14
Expenses as of 02/28/2018
Total Expense Ratio1.51%
What You Pay1.15%
Class A
Fund Stats as of 11/20/2018
Symbol AMWAX
ISIN US31761R3369
Inception Date 06/12/2018
Dividends Paid Annual
CUSIP 31761R 336
Fund Type Open End Fund
NAV $8.58
NAV Change $-0.14
Expenses as of 06/12/2018
Total Expense Ratio1.51%
What You Pay1.15%
Class C
Fund Stats as of 11/20/2018
Symbol AMWCX
ISIN US3176096424
Inception Date 06/30/2010
Dividends Paid Annual
CUSIP 317609 642
Fund Type Open End Fund
NAV $8.11
NAV Change $-0.14
Expenses as of 02/28/2018
Total Expense Ratio2.27%
What You Pay1.90%
Fund Resources
Annual Report 
Fact Sheet 
Semi-Annual Report 
Statement of Additional Information (Inv, C, I, R) 
Statutory Prospectus (Inv, C, I, R) 
Summary Prospectus 
Resource Library  

Investment Objective

The ALPS | WMC Research Value Fund seeks to achieve long term capital appreciation by investing in large-cap value securities.

Description

  • Select stocks from a Value universe
  • Stocks selected by Wellington Management's Global Industry Analysts, who have over 20 years of experience on average
  • Designed to add value through bottom-up security selection
  • Manage sources of risk other than stock selection

Key Takeaway: The only mutual fund available to deliver access to Wellington Management's proprietary Research Value investment approach.

Portfolio Build – Investment Guidelines and Risk Controls

Benchmark Russell 1000® Value Index
Market Cap Size Limitations Generally within range of the index
Sector Weights Within ±5% of the Russell 1000® Value Index sector weight
Valuation Core Value Exposure
Position Size Max 5% or +2% of the Russell 1000 Value Index stock weight
Other Number of Holdings 70 or more
  Cash Less than 5%
  Out of benchmark holdings allowed

Portfolio Composition as a percentage of net assets (9/30/2018)

Financials

22.88%

Health Care

14.22%

Energy

10.34%

Industrials

8.81%

Information Technology

8.60%

Communication Services

7.60%

Consumer Staples

7.26%

Utilities

6.53%

Real Estate

4.64%

Consumer Discretionary

4.52%

Materials

4.23%

Money Market Fund

0.37%