Related Funds
ALPS | Red Rocks Listed Private Equity Portfolio
Class Inv
Fund Stats as of 05/18/2018
Symbol LPEFX
ISIN US3176098164
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 816
Fund Type Open End Fund
NAV $7.24
NAV Change $-0.02
Expenses as of 02/28/2018
Total Expense Ratio1.99%
What You Pay1.99%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class C
Fund Stats as of 05/18/2018
Symbol LPFCX
ISIN US3176096341
Inception Date 06/30/2010
Dividends Paid Annually
CUSIP 317609 634
Fund Type Open End Fund
NAV $6.86
NAV Change $-0.01
Expenses as of 02/28/2018
Total Expense Ratio2.65%
What You Pay2.65%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class I
Fund Stats as of 05/18/2018
Symbol LPEIX
ISIN US3176097828
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 782
Fund Type Open End Fund
NAV $7.37
NAV Change $-0.01
Expenses as of 02/28/2018
Total Expense Ratio1.68%
What You Pay1.68%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Class R
Fund Stats as of 05/18/2018
Symbol LPERX
ISIN US3176097901
Inception Date 12/31/2007
Dividends Paid Annually
CUSIP 317609 790
Fund Type Open End Fund
NAV $6.13
NAV Change $-0.01
Expenses as of 02/28/2018
Total Expense Ratio2.08%
What You Pay2.08%
Net Expense Ratio Excluding Acquired Fund Fees and Expenses -
Fund Resources
Annual Report 
Fund Update - A,C,I 
Fund Update Class R 
Semi-Annual Report 
Statement of Additional Information 
Statutory Prospectus 
Summary Prospectus 
Resource Library  

Access Private Equity Returns with Daily Liquidity

In today’s economic environment the shrinking public market is increasing the demand for private companies. Why is this happening? The time, cost and regulatory burden of a going public is driving companies to remain privately held. As a result, there are greater opportunities and capital in the private market.

Private equity managers use a well-established business model to raise capital, buy companies, enhance them operationally, and sell them after 7-10 years. However, investing in private equity remains a challenge for most investors due to high minimums, illiquidity and lock-up periods.

At ALPS, we believe all investors should have access to private equity and its unique value and diversification advantages. The ALPS Red Rocks Listed Private Equity Fund provides advisors and investors with a unique alternative to traditional private equity by delivering private equity returns and daily liquidity.

The Fund is designed to break down barriers to investing in private equity. It employs a high conviction, actively managed approach to provide:

GROWTH

  • Global PE assets growing ~3X vs. global public equities1
  • Dedicated focus on small, fast-growing private companies
  • A high conviction portfolio of 30-50 holdings selected from a universe of more than 400 companies

ACCESS

  • Provides efficient access to private companies with daily liquidity and no lock-up periods
  • Comprehensive quantitative and qualitative methodology
  • Deep portfolio management expertise

DIVERSIFICATION

  • Investment universe has very little overlap with mainstream indices2
  • Diversified across geography, industry and capital structure
  • Exposure to hundreds of underlying private companies

Investment Objective

The Fund Seeks to maximize total return, which consists of appreciation on its investments and a variable income stream.

Please call our investment specialists to learn more at 866.759.5679.

1As of 11/3/2017 Sources: World Federation of Exchanges

2As of 12/31/2017 The Standard & Poor's composite index of 500 stocks, a widely recognized, unmanaged index of common stock prices. MSCI ACWI: Index designed to captures large, mid and small cap representation across 23 Developed Markets (DM) and 23 Emerging Markets (EM) countries, contains 2,493 companies as of 12/31/2017