Class A
Fund Stats as of 06/22/2017
Symbol INDAX
ISIN US3176094510
Inception Date 02/14/2011
Dividends Paid Annually
CUSIP 317609 451
Fund Type Open End Fund
NAV $13.72
NAV Change $-0.06
Expenses as of 02/28/2017
Total Expense Ratio3.93%
What You Pay2.00%
Class C
Fund Stats as of 06/22/2017
Symbol INFCX
ISIN US3176094445
Inception Date 02/14/2011
Dividends Paid Annually
CUSIP 317609 444
Fund Type Open End Fund
NAV $13.13
NAV Change $-0.06
Expenses as of 02/28/2017
Total Expense Ratio4.53%
What You Pay2.60%
Class I
Fund Stats as of 06/22/2017
Symbol INDIX
ISIN US3176094361
Inception Date 02/14/2011
Dividends Paid Annually
CUSIP 317609 436
Fund Type Open End Fund
NAV $14.03
NAV Change $-0.06
Expenses as of 02/28/2017
Total Expense Ratio3.54%
What You Pay1.60%
Fund Resources
Quarterly Fact Sheet 
Semi-Annual Report 
Statutory Prospectus 
Summary Prospectus 
Resource Library  

Why India?

  • Ranked 3rd largest economy by Gross Domestic Product (PPP) 1
  • World’s 2nd largest labor force with over 498 Million people 2
  • Tourism generated USD $117 billion or 6.6% of the nation’s GDP in 2012 3

Why Kotak?

  • Kotak serves more than 10 million customers and manages and advises more than $10 billion in assets
  • Kotak is a constituent of the CNX NIFTY, a main-line index comprised of the top 50 companies in India
  • Kotak is one of the first few private firms qualified to manage pension funds in India

Why ALPS | Kotak India Growth Fund?

    The ALPS Kotak India Growth Fund attempts to capitalize on the India growth story by investing predominantly in large cap blue chip companies which the sub-advisor believes are business leaders in their space, while maintaining the flexibility to opportunistically take exposure in mid & small cap stocks.

All-Cap Universe

ALPS Kotak India Growth Fund

Diversification does not protect against loss in a declining market.

1 IMF, October 2012

2 https://www.cia.gov/library/publications/the-world-factbook/rankorder/2095rank.html, 2012 estimate

3 Travel and Tourism Economic Impact 2013 – Report by World Travel and Tourism Council

Investment Objective

The Fund seeks to achieve long-term capital appreciation.

Investment Approach

The Funds’ investment approach is a direct corollary of the India growth story and seeks growth opportunities across key investment themes.

Investment Philosophy

The Fund adopts a combination of top-down sector driven and bottom-up stock selection approaches using the Business, Management & Valuation model.

Business

  • Competition
  • Size of Business
  • Economics of Business
  • Scalability of Business
  • Sustainability of Business

Management

  • Vision
  • Execution Engine
  • Growth Orientation
  • Corporate Governance

Valuation

  • Price Relative to Value Should be Reasonable