Fund Stats as of 09/25/2018
Symbol SWIN
CUSIP 00162Q 486
ISIN US00162Q4863
Inception Date 01/10/2017
Dividends Paid Quarterly
Fund Type Exchange Traded Fund
Market Price $32.95
Last Trade Price $32.90
NAV $32.95
NAV Change $0.19
Total Net Assets $11,533,334
Total Market Value $11,542,836
Premium/Discount(%) 0.00%
Difference ($) $0.00
Volume 3,969
Shares Outstanding 350,002
Expenses as of 03/31/2018
Management Fee0.40%
Other Expenses0.00%
Total Operating Expenses0.40%
Fund Resources
Fact Sheet 
Statement of Additional Information 
Summary Prospectus 
Resource Library  

Investment Objectives

Investment Objective The Fund seeks investment results that correspond (before fees and expenses) generally to the performance of the Dorsey Wright US Sector Momentum Index (ticker symbol [SWIN]) (the "Underlying Index").

Starting Universe:

  • The Nasdaq Large/Mid Cap Index

High Conviction Tilt Towards Momentum:

  • Screening is done first at the macro level, utilizing the GICS sector index returns (excluding Real Estate) to isolate sectors with the highest momentum.
  • Selects:
    • Top 3 Highest Momentum Sectors – 10 securities each at 2%/security, 20%/sector
    • Next 4 Highest Momentum Sectors – 5 securities each at 2%/security, 10%/sector
  • Excludes the 3 lowest Momentum Sectors

    Sector and Stock Diversification:

  • Equally weighting at the stock level and imposing sector constraints provides diversification while maintaining high conviction momentum exposure.