Fund Stats as of 01/17/2017
Symbol RIGS
Listing Exchange NYSE Arca
CUSIP 00162Q 783
ISIN US00162Q7833
Inception Date 10/07/2013
Dividends Paid Monthly
Fund Type Exchange Traded Fund
Market Price $25.27
Last Trade Price $25.26
NAV $25.26
NAV Change $0.01
Total Net Assets $329,643,145
Total Market Value $327,078,162
Premium/Discount(%) 0.04%
Difference ($) $0.01
Volume 20,291
Shares Outstanding 13,050,000
Expenses as of 03/31/2016
Management Fee0.16%
Other Expenses0.00%
Total Operating Expenses 0.46%
Fee Waiver-0.30%
Net Expense Ratio0.16%
Yield Data as of 12/31/2016
30 Day SEC3.87%
30 Day SEC Unsubsidized3.56%
Fund Resources
Summary Prospectus 
Statutory Prospectus 
Statement of Additional Information 
Quarterly Fact Sheet 
Resource Library  

Fund Description

The Fund utilizes various investment strategies in a broad array of fixed income sectors. The Fund allocates its investments based upon the analysis of RiverFront Investment Group, LLC of the pertinent economic and market conditions, as well as yield, maturity and currency considerations.

Rating Breakdown as of 9/30/2016









Maturity Breakdown (% of Total Investments, as of 9/30/2016)^

0 - 1 Years


1 - 3 Years


3 - 5 Years


5 - 7 Years


7 - 10 Years


Market Sector Breakdown (% of Total Investments, as of 9/30/2016)^*

Corporate Debt


* Exclusive of cash positions.

^Future holdings are subject to change.

S&P ratings assist investors by evaluating the credit worthiness of many bond issues. AAA to BBB ratings are typically issued to those securities considered investment grade. The credit ratings typically range from AAA (highest) to D (lowest). The rating is not a recommendation to buy or sell a particular bond. For information on the rating agency’s methodology go to: http://www.standardandpoors.com/home/en/us.

Investment Objective

The Fund seeks total return, with an emphasis on income as the source of that total return.

Investable Securities

  • US and Foreign government and corporate debt
  • High yield bonds
  • Emerging market bonds
  • Mortgage backed securities (MBS)
  • Commercial mortgage backed securities (CMBS)
  • Asset backed securities (ABS)
  • Convertible bonds
  • Preferred securities
  • Municipal bonds

Fund Characteristics as of 9/30/2016

Modified Duration 2.68
30 Day SEC Yield1 3.52%
30 Day SEC Yield (Unsubsidized)2 3.22%

1 The 30 day SEC yield figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses.

2 The 30 day SEC Yield (Unsubsidized) figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.